FAA enforcement cases tend to focus on the front-line employees, usually pilots or mechanics, who allegedly violate federal aviation regulations. Occasionally other certified airmen, such as aircraft dispatchers, parachute riggers or air traffic controllers at contract towers, face enforcement action.
To some extent, this focus on the airman’s individual responsibility makes sense because these pilots or mechanics are the ones who, for example, deviate from an ATC clearance or improperly release an aircraft for return to service. These airmen make the ultimate decisions that result in the allegations of regulatory violations. If enforcement action is to have not only a punitive purpose but also some deterrence value, the focus on the person who supposedly engaged in the inappropriate conduct makes sense. This is not to say that the actual cases that the FAA prosecutes make sense, and if you’ve been reading my columns lately, you will surely have noticed that I frequently take issue with the FAA’s enforcement actions. My point here is that in theory the enforcement focus on the individual who violates a rule makes sense from a regulatory perspective.